Job Description

Compensation: $125k-$150k base + bonus

Location: Midtown Manhattan (Hybrid)

Responsibilities:

• Manage and execute the firm’s transactional and counterparty KYC policies and procedures
• Manage and execute the firm’s AML compliance policies and procedures
• Manage AML and KYC vendor relationships
• Assist with compliance testing and surveillance
• Prepare regulatory reports and testing documentation
• Assist with regulatory reporting obligations (e.g., ADV, Form PF, AIFMD filings)
• Identify, escalate and manage conflicts of interests across groups, both regionally and globally

Qualifications:

• 3+ years of relevant experience of broad-based regulatory/compliance
• 3+ experience, preferably with private fund experience
• Bachelor’s Degree; MBA and/or JD [optional]
• Prior experience at private fund investment adviser or bank preferred
• Strong written and oral communication skills
• Detail-oriented, responsible and proactive
• Deadline-oriented to meet time-sensitive contractual requirements
• Adept at problem solving
• Ability to handle multiple tasks simultaneously and work under pressure
• Candidate must be self-motivated and willing to work in a team environment across multiple offices Ideal candidate will be a team player, able to work collaboratively across different teams

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