Chief Compliance Officer
About the Company
Nationally recognized provider of equipment finance services
Industry
Financial Services
Type
Privately Held
Founded
1992
Employees
501-1000
Specialties
About the Role
The Company is seeking a Chief Compliance Officer to lead its enterprise-wide regulatory programs and risk mitigation strategies. The successful candidate will be responsible for managing the organization's adherence to regulatory requirements, with a focus on developing and maintaining a risk-based regulatory compliance strategy and program. This includes establishing and implementing policies, processes, and training related to various compliance areas, such as AML/BSA and Fair Lending. The role also involves conducting regulatory risk assessments, monitoring and staying abreast of regulations, and leading change management initiatives to ensure compliance with new requirements. The Chief Compliance Officer will be the primary liaison during regulatory exams and will be expected to provide periodic reporting to the Board and management on the state of regulatory compliance. Applicants for the Chief Compliance Officer position at the company should have a Bachelor's degree in a related field, with professional certifications such as CRCM, CAMS, or CFCS preferred. A minimum of 10 years' work experience in financial institutions, with at least 7 years in a relevant compliance field, is required. The ideal candidate will have a strong background in banking regulations, AML/KYC, and consumer protection laws, as well as experience with compliance audits, regulatory exams, and policy development. Proficiency in Microsoft Office is necessary, and experience with regulatory reporting tools and compliance industry-specific platforms is a plus. The role demands a strategic thinker with a proven track record in leading compliance programs and a commitment to ethical leadership and operational excellence.
Hiring Manager Title
Chief Risk Officer
Travel Percent
Less than 10%
Functions
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